Effective management of your time is a key facet of your productivity and your performance level.
You will find various tools in our business resources area to assist you in enhancing your practice and giving you more of the freedom in your life you desire. Documents, Boiler plates, forms, NDA's, disclosure templates, Due diligence, and much more.
You will also find a multitude of articles and information geared to your success. Join us now and experience for yourself the value of membership.
Back to Products & Services
Learn more about our unmatched risk management benefits
Read the latest article on BICE, the Best Investment Contract Exemption, is a trap.
FINRA Rule Filings
SEC Proposed Rules
- No tweets found.
"In 2009, Financial Advisors Legal Association supported me in a $4 million arbitration case. This was an extremely complex case associated with a Tenant-in-Common property sale, which involved my broker dealer, multiple attorneys and due diligence officers, third party legal and due diligence parties, and voluminous case files. FA Legal engaged an attorney for my case who was very professional and thorough, who I would recommend for any representative in a similar situation. Through a group effort coordinated by FA Legal’s attorney, the case came to a satisfactory conclusion with no findings against the broker dealer or the financial representative. I believe that the result may have been less optimal without the professional involvement of FA Legal and their attorney. I would highly recommend both for litigation protection or defense for a representative desiring professional representation."Dr. Gary Ackerman
Member since October 10, 2005