Risk Assessment and Evaluation
The Risk Assessment Quiz has been developed to give you a quick assessment of your risk profile. The questions are random and pull from a pool that covers some individual aspects of your choice of profession. If you find that the results you were expecting are different from your expectations then it may be time for you to take a proactive step towards increasing performance as it relates to your business. To begin your Risk Assessment Quiz Click the Link below
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"In 2009, Financial Advisors Legal Association supported me in a $4 million arbitration case. This was an extremely complex case associated with a Tenant-in-Common property sale, which involved my broker dealer, multiple attorneys and due diligence officers, third party legal and due diligence parties, and voluminous case files. FA Legal engaged an attorney for my case who was very professional and thorough, who I would recommend for any representative in a similar situation. Through a group effort coordinated by FA Legal’s attorney, the case came to a satisfactory conclusion with no findings against the broker dealer or the financial representative. I believe that the result may have been less optimal without the professional involvement of FA Legal and their attorney. I would highly recommend both for litigation protection or defense for a representative desiring professional representation."Dr. Gary Ackerman
Member since October 10, 2005