Referral Program

The FA Risk Management Referral Program is designed for you to earn cash for your pocket and credit towards your membership costs.

Referral Payments are cumulative over the life of your membership and start immediately upon your refferals registration and acceptance

e-MitigationPLUS referral:

Each new e-MitigationPLUS member referred to us who mentions your name as their referral source will result in you receiving a $100.00 payment in either CASH or membership account credit.

There is no limit to the amount of referrals you may send to us. This is only open to members and not corporate or affiliate members.

Sending us 100 new members will not only result in you receiving a check in the amount of $10,000.00 but we will give you a free renewal for your individual e-MitigationPLUS membership.

E&O Deductible Referral:

Each new E&O Deductible member referred to us who mentions your name as their referral source will result in you receiving a $50.00 payment in either CASH or membership account credit.

There is no limit to the amount of referrals you may send to us. This is only open to members and not corporate or affiliate members.

Sending us 100 new members will not only result in you receiving a check in the amount of $5,000.00 we will also give you a free renewal for your individual E&O Deductable membership.

e-Mitigation Referral:

Each new E&O Deductable member referred to us who mentions your name as their referral source will result in you receiving a $25.00 payment in either CASH or membership account credit.

There is no limit to the amount of referrals you may send to us. This is only open to members and not corporate or affiliate members.

Sending us 100 new members will not only result in you receiving a check in the amount of $2,500.00 we will also give you a free renewal for your individual e-Mitigation membership.

Alternative Referral Program:

Referring 10 new members equal to or greater than your personal membership will earn you a voucher for your next membership renewal.

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FINRA Rule Filings

SR-FINRA-2024-024

January 1st

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to implem…

SR-FINRA-2024-015

January 1st

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to: (1) amend Section 1 (General Information) of the Uniform A…

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Exemption for Certain Investment Advisers Operating Through the Internet

July 26th

Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers

July 26th

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January 1, 1970

via @

Testimonials

On several occasions recently I needed answers to complex compliance questions fast. Each time I called Doug Schriner at faRiskManagement, and each time I received timely, authoritative answers without the frustrating "l'll get back to you later" responses I so often hear from others. Doug's depth and breadth of knowledge about compliance issues that impact my multi-disciplinary practice is amazing, and his ability to simplify cumbersome regulatory "legaleze" and integrate compliance issues from multiple financial arenas illustrates a firm grasp of his craft and marks him as a real professional. A relationship with Doug and faRiskManagement is well worth the cost of membership, especially in the currently expanding and sometimes hostile regulatory environment. Thanks, Doug, for providing access to professional advice for those of us who provide professional advice; and for answering your telephone. You've been a godsend!
Benny M. Turner, Founder and President
Turner Financial Group, Inc.