We have hundreds of satisfied who rely on our programs for unparalleled training, educational materials and consultative services, but in the end what matters most is the TIME and MONEY they save by working with us.
It’s as simple as this. Our Members are individuals and small firms who understand the personal financial risk inherent in their line of work, but they don’t have the resources and background required to protect themselves effectively.
Imagine the benefits of:
- Understanding the things you’re doing correctly, but learning how to do them with greater efficiency and less risk
- Discovering where your knowledge and procedures should be improved, then taking quick, guided action before problems arise
- Receiving guidance on preparing for litigation or arbitration, saving you hours of time, guesswork and frustration
- Working with a highly-qualified securities litigator to help you achieve the best possible outcome
|Save Time||Save Money||FA Risk Management Exclusive Benefit|
|✓ ✓||✓||Run your business with greater efficiency and less risk|
|✓ ✓ ✓||✓ ✓ ✓||Understand your vulnerabilities and minimize risk before there is trouble.|
|✓ ✓ ✓||✓ ✓ ✓||Recieve hands-on, guided instruction to address issues correctly|
|✓ ✓ ✓||✓ ✓ ✓||Partener with a discreet, hands-on risk management expert to prepare for litigation or arbitration|
|✓ ✓ ✓||✓ ✓ ✓||Use your risk management expert as a liason between you and your litigator to keep legal costs down.|
|✓ ✓ ✓||✓ ✓ ✓||Leverage our connections to secure an experienced securities litigator to negotiate a favorable outcome|
|✓ ✓ ✓ ✓||*Get financial assistance to apply toward related litigation and arbitration expenses.|
Learn more about our unmatched risk management benefits
Read the latest article on BICE, the Best Investment Contract Exemption, is a trap.
FINRA Rule Filings
SEC Proposed Rules
December 31, 1969via @
Think It's your B/D or your Insurance Company or Your FMO or your E&O carrier?Pete Borowski
I've got news for you. When the problems come and they will (if you see enough people) You'll quickly learn they will cover their own butts and walk on you. I have been in the business for 30 years and the top 1% of Insurance and Financial Advisors with 20 years of Lifetime Qualification for MDRT. You need to know that a truly knowledgeable caring group of people are in your corner to protect your ASSets! That would be your membership in FARisk. You don't want to be alone in this game!"
30 year veteran of the industry